$3.2 Million UBS YES Award
In October 2023, a FINRA arbitration panel in New York, NY ordered UBS Financial Services to pay $3.2 million in compensatory damages, interest and costs. Craig McCann testified on liability and damages related to UBS's YES options overlay strategy.
$5.2 Million UBS YES Award
In September 2022, a FINRA arbitration panel in Boca Raton, FL ordered UBS Financial Services to pay $5,215,030 in compensatory damages, interest and costs. Craig McCann testified on liability and damages related to UBS's YES options overlay strategy.
$1.34 Million UBS YES Award
In June 2022, a FINRA arbitration panel in Atlanta, GA ordered UBS Financial Services to pay $1,342,118 in compensatory damages, punitive damages, attorneys' fees and costs. Craig McCann testified on liability and damages related to UBS's YES options overlay strategy.
$1.2 Million UBS YES Award
In June 2022, a FINRA arbitration panel in Los Angeles, CA ordered UBS Financial Services to pay $1,181,718 in compensatory damages, attorneys' fees and costs. Craig McCann testified on liability and damages related to UBS's YES options overlay strategy.
$1.45 Million UBS YES Award
In May 2022, a FINRA arbitration panel in Albuquerque, NM ordered UBS Financial Services to pay $1,446,663 in compensatory damages, pre-judgement interest, attorneys' fees and expert witness costs. Craig McCann testified on liability and damages related to UBS's YES options overlay strategy.
$3.9 Million UBS YES Award
In May 2022, a FINRA arbitration panel in Houston, TX ordered UBS Financial Services to pay $2,896,972 in compensatory damages and prejudgment interest and $965,657 in attorneys' fees. Craig McCann testified on liability and damages related to UBS's YES options overlay strategy.
$1.375 Million UBS YES Award
In March 2022, a FINRA arbitration panel in Houston, TX ordered UBS Financial Services to pay $1,375,371 in compensatory damages and pre-judgement interest. Eddie O'Neal testified on liability and damages related to UBS's YES options overlay strategy.
