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Our research and testimony frequently result in awards, decisions and orders. See what our experts have been working on.

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$7.34 Million Principal Securities Variable Annuities / IUL / UL Award

In June 2024, a FINRA arbitration panel in Minneapolis, MN ordered Principal Securities to pay $7,342,000 in compensatory damages. You can read the award here. Craig McCann testified on liability and damages over Principal's sales of John Hancock, Pacific Life, Guardian, Principal, Lincoln, Jackson and Nationwide annuities and life insurance.

$1.2 Million Concourse Financial Group Securities Award: Noble Royalty, Walton Land Fund 4, Inland REIT and Security Benefit EIA Award

In May 2024, a FINRA arbitration panel in St. Louis, MO ordered Concourse Financial Group Securities (formerly known as ProEquities) to pay $1,214,308 in compensatory damages. You can read the award here. Craig McCann testified on liability and damages over Concourse's sales of Noble Royalty Access Fund 15, Walton Land Fund 4, Inland REIT and Security Benefit equity indexed annuities.

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