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Our research and testimony frequently result in awards, decisions and orders. See what our experts have been working on.

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$132.5 Million Autocallable Structured Products Award

In March 2025, a FINRA arbitration panel in Boca Raton, FL ordered Stifel, Nicolaus to pay at least $132,521,460 including punitive damages and attorney's fees. You can read the award here. Craig McCann testified on liability and damages over Stifel's recommendation and sales of autocallable structured products.

$2.35 Million Autocallable Structured Products Award

In November 2024, a FINRA arbitration panel in Boca Raton, FL ordered Stifel, Nicolaus to pay at least $2,348,865 including attorney's fees. You can read the award here. Craig McCann testified on liability and damages over Stifel's recommendation and sales of autocallable structured products.

$14.5 Million Autocallable Structured Products Award

In October 2024, a FINRA arbitration panel in Boca Raton, FL ordered Stifel, Nicolaus to pay over $14,500,000 including $9,000,000 in punitive damages and $1,100,000 million in attorney's fees. You can read the award here. Craig McCann testified on liability and damages over Stifel's recommendation and sales of autocallable structured products.

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