Our experts frequently write blog posts about the findings of the research we are conducting.
Freddie Mac, complex derivatives, and one huge conflict of interest
Interest Rate Swaps
FINRA Regulatory Notice: Complex Products
WSJ on the 'sophisticated investor' defense
NY Times on the Hosier decision
Introduction to ETFs
Structured products: 2011 year-end market review
What are 'structured products', anyway?
SEC Press Release: Structured Products
"issued a report identifying common weaknesses seen in sales of structured securities products and describing measures by broker-dealers to better protect retail investors from fraud and abusive sales practices."
FINRA Investor Alert: Asking the Right Questions