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Our experts frequently write blog posts about the findings of the research we are conducting.

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Displaying 2 out of 2 results for "Principal Protected Notes".

FINRA Investor Alert: Variable Annuities [Update]

Variable Annuities: Beyond the Hard Sell

The Financial Industry Regulatory Authority (FINRA) published an Investor Alert to help investors decide on how to invest for retirement. An annuity makes periodic payments to the holder of the annuity. There are fixed annuities that make fixed payments and variable annuities that make variable payments.

Annuities can carry costs and risks that many investors may not be aware of because brokers who are incentivized by commission-generation do...

FINRA Investor Alert: Municipal Bonds

Municipal Bonds-Staying on the Safe Side of the Street in Rough Times

The Financial Industry Regulatory Authority (FINRA) published an Investor Alert on municipal bonds. This provides a thorough background on municipal bonds and advice on investing.

There are certain risks in investing in municipal bonds. For example, the municipality issuing the municipal bonds can default, leading to the loss of some (if not all) interest and principal to the investor. This is called default risk....

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