Our experts frequently write blog posts about the findings of the research we are conducting.
FINRA Regulatory Priorities 2014
FINRA Action Against JP Turner for Unsuitable Leveraged ETF Sales
FINRA's Conflict of Interest Report
FINRA Fines Wells Fargo and Banc of America Over Unsuitable Sales of Floating-Rate Bank Loan Funds
Investors Bristle at New Structured Product Valuations
Fitch Rolls Out New Ratings Indenture Abstract
Credit Spread Futures and the Futurization of CDS
Fees on Structured Products Rise as Sales Increase
SEC Issues Letter Regarding Structured Product Valuation Disclosures
Mis-sold Interest Rate Hedges