Our experts frequently write blog posts about the findings of the research we are conducting.
FINRA Enforcement Actions: Month in Review
Enforcement Actions: Week in Review - March 21st, 2014
Risk and Return in UBS's Willow Fund
UBS Intentionally Misled Willow Fund Investors About its Troubled CDS Portfolio
Structured Product Based Variable Annuites are Riskier Than Advertised
Further Reckoning of UBS Willow Fund's CDS Losses
SLCG's Own Dr. Tim Dulaney to Join the SEC
Willow Fund's Hedging, Investing and Speculating in Distressed Debt With Credit Default Swaps
... The Fund may use a variety of special investment techniques to hedge a portion of its investment portfolio against various risks or other factors...
Credit Default Swaps on Steroids: UBS's Willow Fund
FINRA Regulatory Priorities 2014