Our experts frequently write blog posts about the findings of the research we are conducting.
SEC Charges Indiana School District and Underwriter with Defrauding Investors
SEC Investigating Early Release of Data to High Frequency Traders
SEC Charges South Miami with Defrauding Investors
Fitch Rolls Out New Ratings Indenture Abstract
Oppenheimer to Pay US Airways $30 Million over Auction Rate Securities
FINRA and BBB Launch Smart Investing Website to Educate Consumers on Financial Fraud
Consumer Financial Protection Bureau Report on Reverse Mortgages
SEC Press Release: Structured Products
"issued a report identifying common weaknesses seen in sales of structured securities products and describing measures by broker-dealers to better protect retail investors from fraud and abusive sales practices."
SEC Press Release: New Short Form Criteria
SEC Press Release: State of Municipal Securities Market
"it will hold a municipal securities market field hearing in Jefferson County, Ala., on July 29. Topics will include distressed communities, small issuers, disclosure, derivatives and pre-trade price transparency."