Our experts frequently write blog posts about the findings of the research we are conducting.
UBS Puerto Rico's COFINA Conflicts Were Even Worse Than ERS Conflicts
This is why UBS paid the SEC $15 Million over Reverse Convertible Structured Products
Another Bad Broker Falsifying his BrokerCheck
Things Go From Bad to Worse for BrokerCheck
Bad Brokers' Incorrect Records Got Partially Corrected Last Week
This is Why Merrill Lynch Paid the SEC and FINRA $15 million over Bank of America's VOL Index-linked Structured Products.
A Bad Broker Found His Firm; You Should Avoid Them Both
How Widespread and Predictable is Stock Broker Misconduct?
Ohio Division of Securities, In the Matter of Timothy K. Fife - Ohio IA Registration to be Revoked