SEC Names Walter Jospin as Regional Director of Atlanta Office January 8, 2015 (Litigation Release No. 1) Walter Jospin will oversee enforcement and examinations as the Regional Director of the SEC's Atlanta Office. Jospin graduated from the Wharton School at the University of Pennsylvania and graduated law school from Emory University. He has previously worked for the SEC's Enforcement Division dealing with investigations into accounting and financial fraud,...
SEC Announces Charges Against N.Y.-Based Firm and Three Executives Accused of Siphoning Investor Money December 29, 2014 (Litigation Release No. 294) The SEC has charged VERO Capital Management, its president, general counsel, and CFO with channeling investors' money into a side venture. Robert Geiger, George Barbaresi and Steven Downey managed a pair of funds invested primarily in mortgage-backed securities at VERO Capital Management. The SEC alleges that, while in...
