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Displaying 11-15 out of 15 results

Miller v Citigroup - $489,877 MAT Three Award

In June 2010, a FINRA arbitration panel in Seattle, WA ordered Citigroup to pay Claimants $489,877 including attorney's fees over the sale of Citigroup's MAT Three leveraged municipal bond hedge fund. The award was made after a hearing wherein the Claimants alleged that Respondent breached contractual and fiduciary duties and negligently misrepresented MAT Three. Dr. McCann testified on behalf of the Claimants.

Selan v Citigroup - $550,505 MAT Three Award

In May 2010, a FINRA arbitration panel in Los Angeles, CA ordered Citigroup to pay Claimants $550,505 and costs over the sale of Citigroup's MAT Three leveraged municipal bond hedge fund. The award was made after a hearing wherein the Claimants alleged that Respondent breached contractual and fiduciary duties and negligently misrepresented MAT Three. Dr. McCann testified on behalf of the Claimants.

Abramson v Citigroup - $1,710,000 MAT V Award

In May 2010, a FINRA arbitration panel in Los Angeles, CA ordered Citigroup to pay $1,710,000 including $25,000 in costs and interest on the award at the rate of 10%. The panel also assessed $18,000 in forum fees to the Respondent. The award was made after a hearing wherein the Claimants alleged that Respondent breached contractual and fiduciary duties and negligently misrepresented MAT V, a leveraged municipal bond arbitrage fund. Dr. McCann testified on behalf of the Claimants.

Bach v Citigroup - $250,000 MAT V Award

In August 2009, a FINRA arbitration panel in Miami, FL ordered Citigroup to pay $250,000 in damages after a hearing wherein the Claimant alleged that Respondents breached contractual and fiduciary duties and negligently misrepresented MAT V, a leveraged municipal bond arbitrage fund. Dr. McCann testified on behalf of the Claimant.

Misha v Stone & Youngberg - $250,000 Leveraged Municipal Bond Arbitrage Award

In January 2009, a FINRA arbitration panel in San Francisco, CA ordered Stone & Youngberg to pay $250,000 in damages after a hearing wherein the Claimants alleged Respondents breached contractual and fiduciary duties and negligently misrepresented a leveraged municipal bond arbitrage strategy. Dr. McCann testified on behalf of the Claimants.

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