Our experts frequently write blog posts about the findings of the research we are conducting.
CFTC: Concept Release on Risk Controls and System Safeguards for Automated Trading
Illiquid ETFs and SEC Market Maker Incentives
SEC Litigation Releases: Week in Review - September 6th, 2013
Five Broker-Dealers Ordered to Pay over $10 Million in Restitution for Non-Traded REIT Sales
Risk Retention in Collateralized Loan Obligations
Why Do Volatility ETPs Reverse Split?
SEC Litigation Releases: Week in Review - August 30th, 2013
Regulators Soften on Credit Risk Retention Rule
Limit Up/Limit Down Rules and the NYSE
Cat Bonds and Contamination Risk