Our experts frequently write blog posts about the findings of the research we are conducting.
A Wipeout That Didn't Have to Happen
Schwab Sues FINRA RE: Class Action and Consolidated Claims
FINRA's complaint charges that in October 2011, Schwab amended its customer account agreement to include a provision requiring customers to waive their rights...
Freddie Mac, complex derivatives, and one huge conflict of interest
President and CIO of Direxion admits that leveraged ETFs are not appropriate for most investors
The leveraged indexed ETFs are used by very tactical investors, and so there we have bull and bear funds. They have daily betas, which means that essentially...
WSJ on the 'sophisticated investor' defense
NY Times on the Hosier decision
In the News: UBS & Morgan Stanley Subpoenaed over Reverse Convertibles
In the News: Auction Rate Securities
In the News: Structured Notes
In the News: SEC Reviewing Sales of Structured Products