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Displaying 3 out of 3 results for "Excessive Markups".

Walton Land Fund 4, LP: Same Scam as Walton Land Fund 3, LP

(Jul 2024)

By Craig McCann and Regina Meng

You can download a pdf of this article to print or email here.

Introduction

We have posted three notes highlighting Reg D abuse:

  • Walton Land Fund 3, LP: Laundering Fees and Fleecing Investors, Craig McCann and Regina Meng, available at https://www.slcg.com/resources/blog/699.
  • HJ Sims Reg D Offerings: Heads, HJ Sims Wins - Tails, Their Investors Lose, Craig McCann, Susan Song, Chuan Qin and Mike Yan available at ...

    • Aegis Capital is Farm-to-Table Securities Fraud Purveyor, Harming Investors at Least $5 Billion!

    (Mar 2024)

    By Craig McCann and Mike Yan

    You can download a PDF copy of this post to print or email here.

    You can download an Excel file containing some of our analysis of Aegis' sole underwritten offerings here.

    Introduction

    Aegis Capital is one of the worst few retail brokerage firms based on complaints and investors should avoid it at all costs. You can see our recent post on bad brokerage firms here 2024 Brokerage Firm Risk Rankings

    In addition to its retail brokerage business,...

    Walton Land Fund 3, LP: Laundering Fees and Fleecing Investors

    (Jan 2024)

    By Craig McCann and Regina Meng

    You can download a pdf of this article to print or email here.

    Introduction

    We recently published an extensive study of the unregistered Reg D securities markets:

  • "Regulation D Offerings: Issuers, Investors and Intermediaries", Craig McCann, Chuan Qin and Mike Yan, 2023 working paper, available at www.slcg.com/files/research-papers/Reg_D_Offering.pdf.


    • It is hard to assess investor returns in the Reg D marketplace because there are no publicly...

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