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Our experts frequently write blog posts about the findings of the research we are conducting.

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Displaying 11-12 out of 12 results for "Interest Rate Swaps".

Howard Capital Management Funds Charge High Fees to Misuse Leveraged ETFs

By Craig McCann and Susan Song

You can download a copy of this note to print or email here.

Introduction

Howard Capital Management ("HCM") is a SEC-registered RIA based in Roswell, GA.[1] In addition to advising individual accounts, it manages mutual funds and ETFs. It claims to use proprietary technical analysis, HCM-BuyLine(R), to market-time the funds' asset allocations.

Without any risk disclosure, HCM's mutual funds buy and hold leveraged ETFs for much longer periods than is...

Walton Land Fund 3, LP: Laundering Fees and Fleecing Investors

By Craig McCann and Regina Meng

You can download a pdf of this article to print or email here.

Introduction

We recently published an extensive study of the unregistered Reg D securities markets:

  • "Regulation D Offerings: Issuers, Investors and Intermediaries", Craig McCann, Chuan Qin and Mike Yan, 2023 working paper, available at www.slcg.com/files/research-papers/Reg_D_Offering.pdf.


  • It is hard to assess investor returns in the Reg D marketplace because there are no publicly...

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