Our experts frequently write blog posts about the findings of the research we are conducting.
SEC Litigation Releases: Week in Review - February 10th, 2012
Could Credit Rating Agencies be Held Accountable This Time?
Reserve your Clever ETF Ticker Before it's Too Late
But finding a catchy symbol can be tough these days. Many have already been taken: 1,350 symbols are in use on the NYSE Arca alone, the biggest U.S. market for exchange-traded products. That's up 108% over the past five years, says Ms. Morrison. In addition, fund firms have reserved 2,446 symbols for future...
Dealbreaker on the Hayes award and LCM VII CLO
More CDO-related Mischief: Former Credit Suisse Trader Charged with Falsifying Trading Books
A Wipeout That Didn't Have to Happen
Schwab Sues FINRA RE: Class Action and Consolidated Claims
FINRA's complaint charges that in October 2011, Schwab amended its customer account agreement to include a provision requiring customers to waive their rights...
SLCG Research: Reverse Convertibles and Stochastic Volatility
Did BoA's 2007 CLOs Defraud Investors?
Oppenheimer Ordered to Repurchase $5.98 Million in Auction Rate Securities