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Our experts frequently write blog posts about the findings of the research we are conducting.

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Displaying 2 out of 2 results for "Commodities".

FINRA Press Release: Principal Protected Notes

(Apr 2011)

FINRA Fines UBS Financial Services $2.5 Million; Orders UBS to Pay Restitution of $8.25 Million for Omissions That Effectively Misled Investors in Sales of Lehman-Issued 100% Principal-Protection Notes

The Financial Industry Regulatory Authority (FINRA) issued a press release today announcing that

"it has fined UBS Financial Services, Inc., $2.5 million, and required UBS to pay $8.25 million in restitution for omissions and statements made that effectively misled some investors...

SLCG Research: Futures-Based Commodity ETFs

(Jan 2011)

SLCG released today a new study about Futures-Based Commodity ETFs. In the past decade the price of commodities has increased substantially and many investors have wanted to diversify their portfolios by including commodities. The most common way to invest in commodities is by buying futures contracts, which requires a good understanding of the pricing of futures contract and specific features of the futures market.

In the past few years we have seen many firms offer Commodity Exchange...

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