A recent BrokerCheck report discloses that Gregg Desmarais (CRD #6602147) experienced an Employment Separation After Allegations from a previous employer, . Desmarais' employment history includes the following firms and periods:

Desmarais' BrokerCheck describes the allegations as follows: "An internal review was initiated of the Representative's actions based on the suspected violation of firm Anti-Money Laundering (AML) policy by the Representative."

While Desmarais had no customer complaints reported on his/her BrokerCheck report at the time of the reported separation, employment separation after allegations is a concerning disclosure in the securities brokerage industry.

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