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Brown v. Morgan Stanley and Citigroup - $150,000 Award

In June 2017, a FINRA arbitration panel in Detroit, Michigan ordered Morgan Stanley Smith Barney, LLC and Citigroup Global Markets, Inc to pay $150,000 in compensatory damages plus costs and fees. Dr O'Neal testified to the unsuitability of the exchange fund sold to the client and to damages emanating from the exchange fund transaction.

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Eddie O'Neal
Principal336.655.8718