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Coutant and Goheen v Morgan Stanley Dean Witter et al - $1.016 Million Concentration Award

In February 2008, a FINRA arbitration panel in San Francisco, CA ordered Morgan Stanley to pay $1,015,875 after a hearing wherein the Claimants alleged Respondents failed to provide competent hedging advice with respect to the Claimants' concentrated stock holdings. Dr. McCann testified about principles of prudent investment management, hedging strategies and damages on behalf of the Claimants.

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Craig J. McCann
Principal703.246.9381