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Schunmann v Donald Sowa - Misrepresentation $314,000 Award

In April 2007 an NASD Arbitration panel in Hartford, CT ordered Donald Sowa, an RIA, to pay Mr. and Mrs. Schunmann compensatory damages of $314,000. Dr. O'Neal testified that the RIA misrepresented and completely misunderstood the risk of the Schunmann's portfolio.

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Eddie O'Neal
Principal336.655.8718